Post & Schell, P.C.

Financial & Securities

The issues of anti-money laundering compliance, filing requirements for financial institutions under the Bank Secrecy Act (BSA), identity theft and data breaches, tax fraud, securities fraud, bank fraud and investor fraud confront financial institutions. Our Internal Investigations & White Collar Defense attorneys have significant experience in dealing with the government regulations and aggressive law enforcement that have expanded the "gray area" of risks surrounding business strategy and individual behavior.

Our attorneys:

  • Defend corporations and persons
  • Track and respond rapidly to all stages of an investigation ranging from subpoena compliance and grand jury practice to the execution of search warrants
  • Conduct internal investigations
  • Perform voluntary disclosures to the IRS on behalf of individuals or entities
  • Assess compliance issues involving anti-money laundering and BSA filing requirements
  • Assess compliance issues involving potential identity theft or other breaches of protected data, including related state and federal reporting requirements
  • Avoid or lessen enforcement action by working with clients to fashion and implement a moderate compliance program
  • Negotiate, if appropriate, voluntary disclosure to relevant government agencies
  • Defend enterprises, corporations, officers and directors at trial and on appeal


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